Brown, Ian Clement
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GFI (HK) SECURITIES L.L.C. | Rep | Dealing in securities | 2009-02-12 | 2010-07-02 |
| 2 | T.F.S. Derivatives HK Limited | Rep | Dealing in futures contracts | 2019-12-11 | 2020-08-14 | Rep | Dealing in securities | 2019-12-11 | 2020-08-14 |
| 3 | TULLETT PREBON (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-10-26 | 2011-07-27 | Rep | Dealing in securities | 2010-10-26 | 2011-07-27 | RO | Dealing in futures contracts | 2011-07-27 | 2019-12-02 | RO | Dealing in securities | 2011-07-27 | 2019-12-02 | RO | Automated trading services | 2017-11-13 | 2019-12-02 |
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