Taylor, Stuart Andrew (SFC:AWX936)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in futures contracts | 2021-06-09 | 2022-02-14 | Rep | Dealing in securities | 2021-06-09 | 2022-02-14 | RO | Dealing in futures contracts | 2022-02-14 | RO | Dealing in securities | 2022-02-14 |
| 2 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in futures contracts | 2011-03-08 | 2011-07-29 | Rep | Dealing in securities | 2011-03-08 | 2011-07-29 |
| 3 | GFI (HK) SECURITIES L.L.C. | Rep | Dealing in futures contracts | 2021-04-07 | 2021-06-09 | Rep | Dealing in securities | 2021-04-07 | 2021-06-09 | Rep | Automated trading services | 2021-06-09 | RO | Dealing in futures contracts | 2021-06-09 | RO | Dealing in securities | 2021-06-09 |
| 4 | ICAP Securities Hong Kong Limited | Rep | Dealing in futures contracts | 2015-04-01 | 2018-03-31 | Rep | Dealing in securities | 2015-04-01 | 2018-03-31 |
| 5 | Qantex Capital Markets Limited | Rep | Dealing in securities | 2018-05-23 | 2019-09-30 | Rep | Dealing in futures contracts | 2018-05-23 | 2020-12-01 | RO | Dealing in securities | 2019-09-30 | 2020-02-21 | Rep | Dealing in securities | 2020-02-21 | 2020-12-01 |
| 6 | Sunrise Brokers (Hong Kong) Limited | RO | Dealing in futures contracts | 2022-10-25 | 2023-06-29 | RO | Dealing in securities | 2022-10-25 | 2023-06-29 |
| 7 | TULLETT PREBON (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-09-12 | 2015-02-07 | Rep | Dealing in securities | 2011-09-12 | 2015-02-07 |
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