Lee, Pui Ki (SFC:AFP493) 李佩琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2016-08-18 | 2018-02-12 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2003-06-30 | 2003-07-18 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on corporate finance | 2003-06-24 | Rep | Advising on securities | 2003-06-24 | Rep | Asset management | 2003-06-24 | Rep | Automated trading services | 2003-07-07 | Rep | Dealing in securities | 2003-07-18 |
| 4 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-06-01 | 2016-06-29 |
| 5 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2015-06-01 | 2016-06-29 |
| 6 | SANFULL SECURITIES LIMITED | Rep | Dealing in securities | 2018-08-14 | 2021-08-11 |
| 7 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2004-05-24 | 2015-05-13 |
| 8 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2003-08-12 | 2015-05-13 |
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