Lau, Ngoi Lai 劉靄麗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2020-03-06 | |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-04-04 | Rep | Advising on securities | 2003-04-04 | Rep | Asset management | 2003-04-04 | Rep | Automated trading services | 2003-04-04 | Rep | Dealing in securities | 2003-04-04 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-04-04 | Rep | Advising on securities | 2003-04-04 | Rep | Asset management | 2003-04-04 | Rep | Automated trading services | 2003-04-04 | Rep | Dealing in securities | 2003-04-04 |
| 4 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2017-03-27 | 2020-02-28 |
| 5 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2017-02-13 | 2017-03-27 |
| 6 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2003-05-09 | 2017-02-12 |
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