Lau, Sze Chin 劉思戩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-11-05 | 2018-11-23 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2008-04-30 | 2010-06-02 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2008-04-30 | 2010-06-02 |
| 4 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2019-01-08 | 2019-07-30 |
| 5 | QUEST STOCKBROKERS (HK) LIMITED | Rep | Dealing in securities | 2012-01-03 | 2012-07-27 | RO | Dealing in securities | 2012-07-27 | 2014-09-20 |
| 6 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2006-06-08 | 2008-04-14 | Rep | Dealing in securities | 2010-06-11 | 2011-12-19 |
| 7 | WEST BULL SECURITIES LIMITED | Rep | Dealing in securities | 2019-08-09 | 2021-09-23 | RO | Advising on securities | 2021-09-23 | RO | Dealing in securities | 2021-09-23 |
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