Tan, Eric Ming Fung 鄧銘峰

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 J.P. MORGAN BROKING (HONG KONG) LIMITED Rep Advising on futures contracts 2019-10-02 2023-04-28
2 J.P. MORGAN BROKING (HONG KONG) LIMITED Rep Advising on securities 2021-09-03 2023-04-28
3 UBS SECURITIES HONG KONG LIMITED Rep Automated trading services 2011-11-25 2016-12-18
UBS SECURITIES HONG KONG LIMITED Rep 2016-12-19 2019-07-03
4 MIB FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2004-01-28 2004-09-20
UBS SECURITIES ASIA LIMITED Rep 2009-08-10 2019-07-03
J.P. MORGAN BROKING (HONG KONG) LIMITED Rep 2019-10-02 2023-04-28
5 MIB SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2004-01-28 2004-09-20
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep 2005-01-10 2007-03-16
MACQUARIE CAPITAL LIMITED Rep 2007-03-26 2009-06-23
UBS SECURITIES ASIA LIMITED Rep 2009-08-03 2019-07-03
UBS SECURITIES HONG KONG LIMITED Rep 2009-08-03 2016-12-18
UBS SECURITIES HONG KONG LIMITED Rep 2016-12-19 2019-07-03
J.P. MORGAN BROKING (HONG KONG) LIMITED Rep 2021-09-03 2023-04-28

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