Tan, Eric Ming Fung 鄧銘峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-01-28 | 2004-09-20 |
| 2 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-01-28 | 2004-09-20 |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2005-01-10 | 2007-03-16 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2007-03-26 | 2009-06-23 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2009-08-03 | 2016-12-18 |
| 6 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2009-08-03 | 2019-07-03 |
| 7 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2009-08-10 | 2019-07-03 |
| 8 | UBS SECURITIES HONG KONG LIMITED | Rep | Automated trading services | 2011-11-25 | 2016-12-18 |
| 9 | UBS SECURITIES HONG KONG LIMITED | Rep | Automated trading services | 2016-12-19 | 2019-07-03 |
| 10 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2016-12-19 | 2019-07-03 |
| 11 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2019-10-02 | 2023-04-28 |
| 12 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-10-02 | 2023-04-28 |
| 13 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2021-09-03 | 2023-04-28 |
| 14 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-09-03 | 2023-04-28 |
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