Chan, Chi Sum 陳志森
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2015-01-26 | |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2015-01-26 | |
| 3 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2006-01-09 | 2009-10-25 |
| 4 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2006-01-09 | 2009-10-25 |
| 5 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2012-08-03 | 2012-08-25 |
| 6 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2012-08-03 | 2012-08-25 |
| 7 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2012-08-03 | 2012-08-25 |
| 8 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2009-11-27 | 2012-06-30 | Rep | Dealing in securities | 2009-11-27 | 2012-06-30 |
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