Chan, Kwok Keung (SFC:AND460) 陳國強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2006-03-02 | 2008-12-31 | Rep | Dealing in securities | 2020-10-08 | 2022-05-19 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2009-01-05 | 2009-12-10 | Rep | Dealing in securities | 2012-06-28 | 2014-06-07 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-01-05 | 2009-12-10 | Rep | Dealing in securities | 2012-06-28 | 2014-06-07 |
| 4 | Huarong International Securities Limited | Rep | Dealing in securities | 2009-12-28 | 2012-06-22 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2014-06-13 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2020-09-25 |
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