Chan, Lai Wan (SFC:ANQ388) 陳麗雲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2022-12-08 | 2023-01-06 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2022-12-08 | 2023-01-06 |
| 3 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2006-07-11 | 2009-12-13 |
| 4 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2012-07-12 | 2016-06-30 | Rep | Dealing in securities | 2016-07-01 | 2022-11-19 |
| 5 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2012-07-12 | 2022-11-19 |
| 6 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2012-07-12 | 2016-06-30 |
| 7 | Huarong International Securities Limited | Rep | Dealing in securities | 2009-12-21 | 2012-06-25 | Rep | Dealing in futures contracts | 2011-10-17 | 2012-06-25 |
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