Chan, Siu Wing (SFC:AWW339) 陳兆榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in futures contracts | 2020-07-03 | 2020-09-30 | Rep | Dealing in securities | 2020-07-03 | 2020-09-30 |
| 2 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2011-03-01 | 2012-05-02 | Rep | Dealing in securities | 2011-03-01 | 2012-05-02 |
| 3 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2019-09-03 | 2020-06-12 |
| 4 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2019-08-28 | 2020-06-12 |
| 5 | Sinostar Securities Limited | Rep | Dealing in securities | 2017-08-14 | 2018-10-02 |
| 6 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-10-10 | 2012-11-07 | Rep | Dealing in securities | 2012-10-10 | 2012-11-07 |
| 7 | ZHONGDA (HONGKONG) FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-11-13 | 2019-08-09 |
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