Kwan, Kai Yiu 關啟堯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | TIANDA SECURITIES LIMITED | Rep | Dealing in futures contracts | 2014-10-16 | 2015-09-22 | Rep | Dealing in securities | 2014-10-16 | 2015-09-22 |
| 2 | SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2018-10-08 | 2021-06-16 |
| 3 | SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-10-08 | 2021-06-16 |
| 4 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2010-12-31 | 2012-01-14 | Rep | Dealing in securities | 2010-12-31 | 2012-01-14 |
| 5 | Future Growth Financial Services Limited | Rep | Dealing in futures contracts | 2010-06-29 | 2010-12-11 | Rep | Dealing in securities | 2010-06-29 | 2010-12-11 |
| 6 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2021-07-09 | |
| 7 | Essence Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2021-07-09 |
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