Tang, Ping Sun 鄧炳燊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Advising on futures contracts | 2003-10-08 | Rep | Asset management | 2003-10-08 | Rep | Automated trading services | 2003-10-08 | Rep | Dealing in futures contracts | 2003-10-08 |
| 2 | CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | 2003-10-08 | |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-10-08 | Rep | Advising on securities | 2003-10-08 | Rep | Asset management | 2003-10-08 | Rep | Automated trading services | 2003-10-08 | Rep | Dealing in securities | 2003-10-08 |
| 4 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2003-10-22 | 2009-11-13 |
| 5 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2003-10-22 | 2009-11-13 |
| 6 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2012-07-30 | 2016-06-30 | Rep | Dealing in securities | 2016-07-01 |
| 7 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2012-07-30 | |
| 8 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2012-07-30 | 2016-06-30 |
| 9 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2010-01-04 | 2012-07-14 | Rep | Dealing in securities | 2010-01-04 | 2012-07-14 |
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