Yim, Francis Man Leong 嚴文亮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2012-09-07 | 2013-09-14 | Rep | Dealing in securities | 2012-09-07 | 2013-09-14 |
| 2 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2012-09-07 | 2013-09-14 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2012-09-07 | 2013-09-14 |
| 4 | Huarong International Securities Limited | Rep | Advising on securities | 2011-01-11 | 2012-04-21 | Rep | Dealing in futures contracts | 2011-01-11 | 2012-04-21 | Rep | Dealing in securities | 2011-01-11 | 2012-04-21 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-09-07 | 2010-12-24 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-09-07 | 2010-12-24 | Rep | Advising on securities | 2010-01-21 | 2010-12-24 |
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