Yim, Francis Man Leong 嚴文亮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2010-01-21 | 2010-12-24 | Huarong International Securities Limited | Rep | 2011-01-11 | 2012-04-21 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 2012-09-07 | 2013-09-14 |
2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-09-07 | 2010-12-24 | Huarong International Securities Limited | Rep | 2011-01-11 | 2012-04-21 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 2012-09-07 | 2013-09-14 |
3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-09-07 | 2010-12-24 | Huarong International Securities Limited | Rep | 2011-01-11 | 2012-04-21 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 2012-09-07 | 2013-09-14 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 2012-09-07 | 2013-09-14 |
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