Yim, Francis Man Leong 嚴文亮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-09-07 | 2010-12-24 |
| 2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-09-07 | 2010-12-24 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2010-01-21 | 2010-12-24 |
| 4 | Huarong International Securities Limited | Rep | Advising on securities | 2011-01-11 | 2012-04-21 |
| 5 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2011-01-11 | 2012-04-21 |
| 6 | Huarong International Securities Limited | Rep | Dealing in securities | 2011-01-11 | 2012-04-21 |
| 7 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2012-09-07 | 2013-09-14 |
| 8 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2012-09-07 | 2013-09-14 |
| 9 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2012-09-07 | 2013-09-14 |
| 10 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2012-09-07 | 2013-09-14 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy