Budihardjo, David Soetjipto 沈振峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2003-06-12 | 2010-04-17 | Rep | Dealing in securities | 2005-06-02 | 2010-04-17 |
2 | SHUN LOONG FUTURES LIMITED | Rep | Advising on futures contracts | 2003-06-03 | Rep | Asset management | 2003-06-03 | Rep | Automated trading services | 2003-06-03 | Rep | Dealing in futures contracts | 2003-06-03 |
3 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-06-03 | Rep | Advising on securities | 2003-06-03 | Rep | Asset management | 2003-06-03 | Rep | Automated trading services | 2003-06-03 | Rep | Dealing in securities | 2003-06-03 |
4 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-05-03 | 2017-01-27 |
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