Chan, Charlotte Tze Ying 陳芷瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2019-12-24 | 2023-12-01 |
| 2 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2016-03-10 | 2018-04-30 |
| 3 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-05-20 | 2018-04-30 |
| 4 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2015-05-20 | 2018-04-30 |
| 5 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-05-17 | 2015-04-30 |
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