Chu, Frederick Chun Hung 朱俊雄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Dealing in securities | 2014-12-29 | 2015-11-10 |
| 2 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2017-11-23 | 2019-01-07 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2017-07-07 | 2019-01-07 | Rep | Dealing in futures contracts | 2017-11-23 | 2019-01-07 |
| 4 | KAISER CAPITAL MANAGEMENT LIMITED | RO | Advising on securities | 2021-02-02 | RO | Asset management | 2022-04-28 |
| 5 | KAISER FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-06-28 | 2023-12-04 | RO | Dealing in futures contracts | 2023-12-04 |
| 6 | KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2019-06-28 | 2019-10-09 | RO | Dealing in securities | 2019-10-09 |
| 7 | TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-12-02 | 2014-12-09 |
| 8 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-03-13 | 2014-11-20 |
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