Dou, Xiaoqin 竇曉琴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2010-09-16 | 2011-06-27 |
| 2 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2011-07-18 | 2016-05-02 | Rep | Advising on securities | 2018-10-29 |
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