Kwan, Albert Shing On 關城安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2014-08-29 | 2015-01-26 | Rep | Dealing in securities | 2014-08-29 | 2016-07-18 | Rep | Asset management | 2015-01-26 | 2016-07-18 |
| 2 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-08-29 | 2014-07-31 | Rep | Advising on securities | 2008-09-29 | 2014-07-31 |
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