Sheng, Nan (SFC:APL005) 盛楠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2011-10-24 | 2012-07-26 | RO | Advising on securities | 2012-07-26 | 2013-08-24 |
| 2 | FIL Investment Advisors | Rep | Advising on securities | 2016-04-28 | 2023-01-31 | Rep | Asset management | 2016-04-28 | 2023-01-31 |
| 3 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2016-04-28 | 2023-01-31 | Rep | Asset management | 2016-04-28 | 2023-01-31 |
| 4 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2007-08-20 | 2011-09-30 |
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