Shi, Yan (SFC:ANJ044) 石燕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2006-05-08 | 2007-10-10 |
| 2 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2007-10-23 | 2017-05-19 |
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