Soo, Jamie Wan Jung 蘇文駿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2013-11-25 | 2018-05-25 |
2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2018-10-22 | Rep | Asset management | 2018-11-19 | Rep | Dealing in securities | 2018-11-19 |
3 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-11-19 | |
4 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2011-06-01 | 2013-11-17 |
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