Yau, Ka Ho (SFC:AUI151) 邱嘉豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Hong Tai Securities Limited | RO | Advising on securities | 2017-08-04 | 2020-01-31 | RO | Dealing in securities | 2017-08-04 | 2020-01-31 |
| 2 | QMIS Asset Management Limited | Rep | Advising on securities | 2021-05-31 | 2021-07-06 | RO | Advising on securities | 2021-07-06 | 2021-07-23 |
| 3 | QMIS Securities Limited | Rep | Dealing in securities | 2021-05-31 | 2021-07-06 | RO | Dealing in securities | 2021-07-06 | 2021-07-23 |
| 4 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-12-10 | 2016-07-08 |
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