Yu, Lijie (SFC:AUX358) 俞勵頡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2022-06-15 | 2023-04-21 | Rep | Asset management | 2022-06-15 | 2023-04-21 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2022-06-15 | 2023-04-21 |
| 3 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2014-01-09 | 2014-07-19 |
| 4 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2016-02-22 | 2016-11-25 |
| 5 | ICBC Credit Suisse Asset Management (International) Company Limited | Rep | Advising on securities | 2016-12-16 | 2022-05-16 | Rep | Asset management | 2016-12-16 | 2022-05-16 |
| 6 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2014-07-22 | 2014-08-14 |
| 7 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2014-10-24 | 2016-02-11 |
| 8 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2010-03-19 | 2014-01-05 |
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