Lee, Chrystal Kit Sung 李潔生

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CGS International Securities Hong Kong Limited Rep Dealing in securities 2005-12-09 2008-01-31
2 CHINA SECURITIES HOLDINGS LIMITED Rep Dealing in securities 2008-08-12 2010-05-25
Rep Dealing in securities 2010-11-17 2012-02-29
3 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED Rep Advising on futures contracts 2004-12-08
Rep Asset management 2004-12-08
Rep Dealing in futures contracts 2005-11-25
4 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED Rep Automated trading services 2003-09-11
Rep Advising on corporate finance 2005-02-16
Rep Advising on securities 2005-02-16
Rep Asset management 2005-02-16
Rep Dealing in securities 2005-11-25

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