Chau, Samiel Chung Yin 周中彥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASA SECURITIES LIMITED | RO | Dealing in futures contracts | 2010-08-19 | 2011-01-01 | RO | Dealing in securities | 2010-08-19 | 2011-01-01 |
| 2 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2006-07-07 | 2008-07-22 | RO | Dealing in futures contracts | 2008-07-22 | 2009-10-14 |
| 3 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2006-07-07 | 2008-07-22 | RO | Dealing in securities | 2008-07-22 | 2009-10-14 | RO | Advising on securities | 2009-10-05 | 2009-10-14 |
| 4 | China Finance Holdings Limited | RO | Dealing in securities | 2013-02-22 | 2014-06-18 |
| 5 | CNI Global Assets Management Limited (HK) | RO | Asset management | 2021-10-06 | 2022-11-08 | Rep | Asset management | 2022-11-08 |
| 6 | CNI Securities Group Limited | Rep | Dealing in futures contracts | 2021-06-09 | 2021-08-10 | Rep | Dealing in securities | 2021-06-09 | 2021-08-10 | RO | Advising on securities | 2021-08-10 | RO | Dealing in futures contracts | 2021-08-10 | RO | Dealing in securities | 2021-08-10 |
| 7 | Finet Securities Limited | RO | Dealing in futures contracts | 2013-02-22 | 2014-06-18 | RO | Dealing in securities | 2013-02-22 | 2014-06-18 |
| 8 | HUAJIN FUTURES (INTERNATIONAL) LIMITED | Rep | Dealing in futures contracts | 2021-01-20 | 2021-05-05 |
| 9 | HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2020-11-30 | 2021-05-05 |
| 10 | Matrix Asset Management Limited | RO | Advising on securities | 2016-11-10 | 2020-10-31 |
| 11 | Matrix Securities Limited | Rep | Dealing in securities | 2014-06-23 | 2014-06-27 | RO | Dealing in securities | 2014-06-27 | 2020-10-31 | RO | Dealing in futures contracts | 2017-05-17 | 2020-05-04 |
| 12 | SINOPAC FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-01-20 | Rep | Asset management | 2004-01-20 | Rep | Dealing in futures contracts | 2005-03-31 |
| 13 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-01-20 | Rep | Advising on securities | 2004-01-20 | Rep | Asset management | 2004-01-20 | Rep | Dealing in securities | 2005-03-31 |
| 14 | Tiger Securities Asset Management Company Limited | Rep | Dealing in securities | 2011-01-03 | 2011-01-11 | RO | Dealing in securities | 2011-01-11 | 2012-10-10 |
| 15 | Well Link Securities Limited | RO | Dealing in futures contracts | 2012-12-06 | 2013-02-01 | RO | Dealing in securities | 2012-12-06 | 2013-02-01 |
| 16 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2005-04-08 | 2006-06-26 | Rep | Dealing in securities | 2005-04-08 | 2006-06-26 |
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