Luk, Hing Man 陸興民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2015-09-14 | 2022-03-31 |
| 2 | ORIENT SECURITIES LIMITED | Rep | Dealing in securities | 2013-10-17 | 2015-08-31 |
| 3 | TSE'S SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-06-28 | Rep | Advising on securities | 2004-06-28 | Rep | Asset management | 2004-06-28 | Rep | Dealing in securities | 2008-07-01 |
| 4 | WIN WONG SECURITIES LIMITED | Rep | Dealing in securities | 2008-07-10 | 2013-10-11 |
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