Pau, Chi Wing 鮑自榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2015-09-09 | 2022-10-05 |
| 2 | HING WONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-07-09 | Rep | Asset management | 2003-07-09 | Rep | Advising on securities | 2008-05-31 | Rep | Dealing in securities | 2008-05-31 | Rep | Dealing in securities | 2022-10-21 |
| 3 | ORIENT SECURITIES LIMITED | Rep | Dealing in securities | 2013-10-15 | 2015-08-31 |
| 4 | WIN WONG SECURITIES LIMITED | Rep | Dealing in securities | 2008-06-04 | 2013-10-11 |
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