Yung, Hon Fai 翁漢輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2015-09-08 | 2021-05-07 |
2 | HING WONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-10-15 | Rep | Asset management | 2004-10-15 | Rep | Advising on securities | 2005-10-17 | Rep | Dealing in securities | 2008-05-31 |
3 | ORIENT SECURITIES LIMITED | Rep | Dealing in securities | 2013-10-15 | 2015-08-31 |
4 | WIN WONG SECURITIES LIMITED | Rep | Dealing in securities | 2008-06-04 | 2013-10-11 |
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