Hung, Siu Wah 孔少華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2021-10-22 | |
| 2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-12-27 | 2008-05-08 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-12-27 | 2008-05-08 |
| 4 | WING FUNG FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2009-12-01 | 2021-09-29 |
| 5 | WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-12-01 | 2014-02-12 | RO | Dealing in futures contracts | 2014-02-12 | 2021-09-29 |
| 6 | WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2009-12-01 | 2021-09-29 |
| 7 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-06-05 | 2009-07-06 | Rep | Dealing in securities | 2008-06-05 | 2009-07-06 | Rep | Leveraged foreign exchange trading | 2008-09-30 | 2009-07-06 |
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