Ho, Chung Ming 何仲明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Emperio Securities And Assets Management Limited | Rep | Asset management | 2020-09-18 | 2021-01-12 | Rep | Advising on securities | 2020-10-09 | 2021-01-12 | Rep | Dealing in securities | 2020-10-09 | 2021-01-12 | RO | Advising on securities | 2021-01-12 | 2021-06-30 | RO | Asset management | 2021-01-12 | 2021-06-30 | RO | Dealing in securities | 2021-01-12 | 2021-06-30 |
| 2 | GOLDEN POINTS CAPITAL MANAGEMENT LIMITED | RO | Advising on securities | 2020-02-07 | 2020-08-18 | RO | Asset management | 2020-02-07 | 2020-08-18 |
| 3 | HIGH WISDOM HOLDINGS LIMITED | RO | Advising on securities | 2021-07-19 | RO | Asset management | 2021-07-19 |
| 4 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-02-27 | Rep | Advising on securities | 2004-02-27 | Rep | Dealing in securities | 2007-08-23 |
| 5 | WINTONE SECURITIES LIMITED | Rep | Dealing in securities | 2007-09-06 | 2019-12-20 |
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