Yu, Hsiao-Tsui 游曉翠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Rich Union Securities (H.K.) Limited | Rep | Asset management | 2011-05-06 | 2011-07-12 | Rich Union Securities (H.K.) Limited | RO | 2011-07-12 | 2012-02-29 | Rich Union Securities (H.K.) Limited | Rep | 2015-03-12 | 2019-04-15 | Yuanta Asia Investment (Hong Kong) Limited | RO | 2020-05-06 |
| 2 | Yuanta Asia Investment (Hong Kong) Limited | RO | Dealing in securities | 2021-04-09 |
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