Tan, Choon Ming 陳俊銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | S&P Global Ratings Hong Kong Limited | Rep | Credit rating services | 2019-09-23 | |
| 2 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2005-05-31 | 2005-11-12 |
| 3 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2009-02-26 | 2010-08-10 |
| 4 | Yuanta Securities (Hong Kong) Company Limited | RO | Advising on securities | 2010-08-10 | 2012-03-24 |
| 5 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2012-04-18 | 2014-12-31 |
| 6 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2018-03-27 | 2019-07-04 |
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