Tsang, Tak Chi 曾德芝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2009-09-08 | 2009-11-11 |
| 2 | CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-04-08 | 2009-07-16 |
| 3 | CLC International Limited | RO | Advising on corporate finance | 2012-12-07 | 2018-12-17 | Rep | Dealing in securities | 2014-01-30 | 2018-12-17 |
| 4 | CNI GLOBAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2003-07-18 | 2005-09-21 |
| 5 | HONESTUM INTERNATIONAL LIMITED | RO | Advising on corporate finance | 2019-01-11 | |
| 6 | ICEA CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2007-05-02 | 2007-05-28 |
| 7 | ICEA CAPITAL LIMITED | Rep | Advising on corporate finance | 2005-09-21 | 2007-05-28 | Rep | Dealing in securities | 2005-09-29 | 2007-05-28 |
| 8 | Optima Capital Limited | Rep | Advising on securities | 2003-07-11 | Rep | Asset management | 2003-07-11 | Rep | Advising on corporate finance | 2004-05-07 |
| 9 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-06-01 | 2009-02-10 | Rep | Dealing in securities | 2007-06-01 | 2009-02-10 |
| 10 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2009-11-23 | 2011-06-15 | RO | Advising on corporate finance | 2011-06-15 | 2012-09-01 |
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