Yang, Te Hau 楊得灝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-05-09 | 2017-09-13 | Rep | Dealing in securities | 2017-05-09 | 2017-09-13 | RO | Advising on corporate finance | 2017-09-13 | RO | Dealing in securities | 2017-09-13 |
| 2 | CNI GLOBAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-02-02 | 2006-04-01 |
| 3 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-07-09 | Rep | Advising on securities | 2003-07-09 | Rep | Asset management | 2003-07-09 | Rep | Dealing in securities | 2006-04-01 |
| 4 | Optima Capital Limited | Rep | Advising on corporate finance | 2003-10-06 | 2004-05-07 |
| 5 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2006-07-10 | 2007-11-30 | RO | Advising on corporate finance | 2007-11-30 | 2011-03-04 | Rep | Advising on corporate finance | 2011-03-04 | 2016-10-25 | Rep | Dealing in securities | 2011-06-02 | 2016-10-25 | Rep | Advising on securities | 2015-04-23 | 2016-10-25 | Rep | Asset management | 2015-04-23 | 2016-10-25 | RO | Advising on corporate finance | 2016-10-25 | 2017-04-19 | RO | Advising on securities | 2016-10-25 | 2017-04-19 | RO | Asset management | 2016-10-25 | 2017-04-19 | RO | Dealing in securities | 2016-10-25 | 2017-04-19 |
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