Cheng, Charlotte Man Loch 鄭敏樂

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 ATHENA WEALTH MANAGEMENT LIMITED Rep Advising on securities 2011-01-21 2011-10-07
Rep Asset management 2011-01-21 2011-10-07
Rep Dealing in securities 2011-01-21 2011-10-07
2 AXA CHINA REGION INVESTMENT SERVICES LIMITED Rep Advising on securities 2008-01-09 2010-03-02
3 MAINLAND SECURITIES LIMITED Rep Dealing in securities 2014-04-09 2014-06-26
4 Quam Securities Limited Rep Advising on securities 2011-11-07 2014-02-10
Rep Asset management 2011-11-07 2014-02-10
Rep Dealing in securities 2011-11-07 2014-02-10
Rep Dealing in futures contracts 2014-01-21 2014-02-10
5 Rifa Futures Limited Rep Dealing in futures contracts 2014-08-05 2018-11-30
6 Rifa Securities Limited Rep Dealing in securities 2014-08-05 2018-11-30
7 TFI Asset Management Limited Rep Advising on securities 2014-08-05 2016-09-27
Rep Asset management 2014-08-05 2016-09-27

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