Lam, Ka Chun (SFC:AOW804) 林家駿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCHK Asset Management Limited | Rep | Advising on securities | 2015-05-04 | 2019-09-01 | Rep | Asset management | 2015-05-04 | 2019-09-01 | Rep | Dealing in securities | 2015-05-04 | 2019-09-01 |
| 2 | China Universal Asset Management (Hong Kong) Company Limited | Rep | Advising on securities | 2011-03-07 | 2013-11-04 | Rep | Asset management | 2011-03-07 | 2013-11-04 |
| 3 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | Advising on securities | 2007-05-07 | 2008-07-29 |
| 4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-05-07 | 2008-07-29 |
| 5 | ZEAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2010-04-13 | 2011-01-17 | Rep | Asset management | 2010-04-13 | 2011-01-17 |
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