Chung, Shuk Fan (SFC:AHM250) 鍾淑芬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Anbang Asset Management (Hong Kong) Co. Limited | Rep | Advising on securities | 2014-10-06 | 2014-11-18 | Rep | Asset management | 2014-10-06 | 2014-11-18 | Rep | Dealing in securities | 2014-10-06 | 2014-11-18 | RO | Advising on securities | 2014-11-18 | 2017-03-10 | RO | Asset management | 2014-11-18 | 2017-03-10 | RO | Dealing in securities | 2014-11-18 | 2017-03-10 |
| 2 | AY Asset Management (HK) Limited | RO | Advising on securities | 2022-09-27 | RO | Asset management | 2022-09-27 |
| 3 | CIFM Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2013-03-18 | 2013-04-12 | Rep | Asset management | 2013-03-18 | 2013-04-12 | RO | Advising on securities | 2013-04-12 | 2014-07-15 | RO | Asset management | 2013-04-12 | 2014-07-15 | RO | Dealing in securities | 2014-06-04 | 2014-07-15 |
| 4 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-05-21 | Rep | Asset management | 2004-05-21 | Rep | Advising on securities | 2004-05-24 |
| 5 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-05-21 | Rep | Advising on securities | 2004-05-21 | Rep | Asset management | 2004-05-21 |
| 6 | DAIWA ASSET MANAGEMENT (H.K.) LIMITED | Rep | Advising on securities | 2004-07-07 | 2007-10-30 | Rep | Advising on futures contracts | 2004-08-06 | 2007-06-10 | Rep | Asset management | 2004-08-06 | 2007-10-30 | RO | Advising on securities | 2007-10-30 | 2013-02-14 | RO | Asset management | 2007-10-30 | 2013-02-14 |
| 7 | PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2017-05-23 | 2018-06-05 | Rep | Asset management | 2017-05-23 | 2018-06-05 | RO | Advising on securities | 2018-06-05 | 2020-08-21 | RO | Asset management | 2018-06-05 | 2020-08-21 | RO | Dealing in securities | 2018-06-28 | 2020-08-21 |
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