Lou, Wendy 樓怡伶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2013-07-02 | 2015-09-20 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2015-09-29 | 2016-06-30 | Rep | Dealing in securities | 2016-07-01 | 2016-07-11 |
| 3 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2015-09-29 | 2016-07-11 |
| 4 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2015-09-29 | 2016-06-30 |
| 5 | De Riva Asia Limited | Rep | Dealing in futures contracts | 2010-11-12 | 2013-06-28 | Rep | Dealing in securities | 2010-11-12 | 2013-06-28 |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2013-07-02 | 2015-09-20 |
| 7 | KGI ASIA LIMITED | Rep | Dealing in securities | 2008-07-04 | 2010-11-06 |
| 8 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-07-04 | 2010-11-06 |
| 9 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-07-04 | 2010-11-06 |
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