Wong, Ho Fung (SFC:ARN622) 黃浩峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2023-04-18 | Rep | Dealing in securities | 2023-04-18 |
| 2 | GT Asset & Portfolio Management Limited | Rep | Advising on securities | 2011-03-18 | 2013-09-05 | Rep | Asset management | 2011-03-18 | 2013-09-05 | Rep | Dealing in securities | 2012-05-04 | 2013-09-05 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-08-20 | 2010-01-23 | Rep | Leveraged foreign exchange trading | 2009-05-26 | 2010-01-23 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-08-20 | 2010-01-23 | Rep | Advising on securities | 2009-05-26 | 2010-01-23 |
| 5 | RaffAello Capital Limited | Rep | Advising on corporate finance | 2015-09-18 | 2021-04-30 |
| 6 | RaffAello Securities (HK) Limited | Rep | Advising on securities | 2014-04-11 | 2015-08-04 | RO | Advising on securities | 2015-08-04 | 2015-08-31 |
| 7 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2021-09-03 | 2023-01-31 | Rep | Dealing in securities | 2021-09-15 | 2023-01-31 |
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