Berney, Christopher Scott
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in securities | 2011-09-15 | 2012-03-15 | RO | Dealing in securities | 2012-03-15 | 2012-10-19 |
2 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2007-08-27 | 2009-02-23 |
3 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-10-30 | 2011-07-19 |
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