Woo, Tsing Yiu 胡政堯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-09-11 | 2011-08-13 |
| 2 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2008-09-11 | 2011-08-13 |
| 3 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2011-09-06 | 2012-12-21 | Rep | Dealing in securities | 2011-09-06 | 2012-12-21 |
| 4 | GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-01-14 | 2013-04-16 |
| 5 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-01-14 | 2013-04-16 |
| 6 | KGI ASIA LIMITED | Rep | Dealing in securities | 2013-11-29 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2020-03-20 |
| 7 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-11-29 | 2020-03-20 |
| 8 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-12-13 | 2008-01-01 |
| 9 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-12-13 | 2008-01-01 |
| 10 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-03-17 | 2008-07-23 |
| 11 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2008-03-17 | 2008-07-23 |
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