Youngblood, Mark Leland
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-07-27 | |
| 2 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Advising on securities | 2004-07-27 | |
| 3 | CNI Securities Group Limited | Rep | Advising on securities | 2017-08-07 | |
| 4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Asset management | 2004-07-27 | |
| 5 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-09-11 | |
| 6 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2005-11-01 | |
| 7 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Dealing in securities | 2006-08-22 | 2009-06-08 |
| 8 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in securities | 2011-08-10 | 2011-10-19 |
| 9 | CNI Securities Group Limited | Rep | Dealing in securities | 2013-10-25 |
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