Li, Tak Lun 李德麟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHIEF COMMODITIES LIMITED | Rep | Advising on futures contracts | 2004-07-21 | Rep | Asset management | 2004-07-21 | Rep | Dealing in futures contracts | 2009-06-20 |
2 | CHIEF SECURITIES LIMITED | Rep | Automated trading services | 2003-07-21 | Rep | Advising on corporate finance | 2004-07-21 | Rep | Advising on securities | 2004-07-21 | Rep | Asset management | 2004-07-21 | Rep | Dealing in securities | 2009-06-20 |
3 | HANTEC FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-06-24 | 2009-07-31 | RO | Dealing in futures contracts | 2009-07-31 | 2013-03-31 |
4 | HANTEC SECURITIES CO., LIMITED | Rep | Dealing in securities | 2009-06-24 | 2013-03-31 |
5 | Quam Securities Limited | Rep | Dealing in futures contracts | 2013-04-02 | Rep | Dealing in securities | 2013-04-02 |
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