Pak, Hung Kong 白鴻江
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-05-23 | Rep | Advising on securities | 2003-05-23 | Rep | Asset management | 2003-05-23 |
2 | IMPERIAL CAPITAL LIMITED (HK) | Rep | Advising on securities | 2011-01-14 | 2012-11-21 | Rep | Asset management | 2011-01-14 | 2012-11-21 |
3 | Moliyo (Hong Kong) Limited | Rep | Advising on securities | 2004-07-28 | 2004-11-24 |
4 | Quam Securities Limited | Rep | Advising on securities | 2007-07-03 | 2008-09-09 |
5 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2015-07-14 | 2016-07-20 |
6 | SINOMAX SECURITIES LIMITED | Rep | Dealing in securities | 2016-08-18 | Rep | Advising on securities | 2016-10-11 | Rep | Asset management | 2016-10-11 |
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