Chan, Kwok Hay 陳國禧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beevest Securities Limited | Rep | Dealing in futures contracts | 2008-03-18 | 2008-08-01 | Rep | Dealing in securities | 2008-03-18 | 2008-08-01 |
| 2 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | RO | Dealing in securities | 2015-05-18 | 2016-07-13 |
| 3 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-09-15 | 2011-01-01 |
| 4 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-08-18 | 2011-01-01 |
| 5 | LT Securities Limited | RO | Dealing in futures contracts | 2011-04-01 | 2012-04-25 | RO | Dealing in securities | 2011-04-01 | 2012-04-25 |
| 6 | MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED | Rep | Dealing in securities | 2009-02-19 | 2009-08-10 |
| 7 | Quam Securities Limited | Rep | Advising on securities | 2018-05-30 | 2018-10-11 | Rep | Asset management | 2018-05-30 | 2018-10-11 | Rep | Dealing in futures contracts | 2018-05-30 | 2018-10-11 | Rep | Dealing in securities | 2018-05-30 | 2018-10-11 | RO | Advising on securities | 2018-10-11 | 2020-10-06 | RO | Asset management | 2018-10-11 | 2020-10-06 | RO | Dealing in futures contracts | 2018-10-11 | 2020-10-06 | RO | Dealing in securities | 2018-10-11 | 2020-10-06 |
| 8 | SBI E2-Capital Securities Limited | Rep | Dealing in futures contracts | 2017-08-09 | 2018-03-02 | Rep | Dealing in securities | 2017-08-09 | 2018-03-02 | RO | Dealing in futures contracts | 2018-03-02 | 2018-04-25 | RO | Dealing in securities | 2018-03-02 | 2018-04-25 |
| 9 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2007-01-02 | 2007-10-08 |
| 10 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2007-01-02 | 2007-10-08 |
| 11 | SPLENDOR GLOBAL INVESTMENTS LIMITED | RO | Advising on securities | 2005-06-07 | 2006-05-19 |
| 12 | Vantum Asset Management Limited | RO | Advising on securities | 2018-03-02 | 2018-04-25 | RO | Asset management | 2018-03-02 | 2018-04-25 | RO | Advising on securities | 2023-08-10 | RO | Asset management | 2023-08-10 |
| 13 | Vantum Futures Limited | RO | Dealing in futures contracts | 2024-04-23 | |
| 14 | WRise Prestige Asset Management Limited | RO | Advising on securities | 2023-03-27 | 2023-07-31 | RO | Asset management | 2023-03-27 | 2023-07-31 |
| 15 | WRise Prestige Securities Limited | RO | Dealing in securities | 2023-03-27 | 2023-07-31 |
| 16 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2012-12-07 | 2015-04-17 | Rep | Dealing in futures contracts | 2021-01-20 | 2021-05-20 |
| 17 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2012-11-13 | 2015-04-17 | Rep | Advising on securities | 2021-01-20 | 2021-05-20 | Rep | Dealing in securities | 2021-01-20 | 2021-05-20 |
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