Tsoi, Andes Fai Tin 蔡揮田

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CLC SECURITIES LIMITED RO Dealing in securities 2008-06-16 2010-07-14
2 CORPORATE BROKERS LIMITED Rep Advising on corporate finance 2004-02-19
Rep Advising on securities 2004-02-19
Rep Asset management 2004-02-19
Rep Automated trading services 2004-02-19
Rep Dealing in securities 2004-09-30
3 CORPORATE COMMODITIES LIMITED Rep Advising on futures contracts 2004-02-18
Rep Asset management 2004-02-18
Rep Dealing in futures contracts 2004-09-30
4 HENYEP SECURITIES LIMITED Rep Dealing in securities 2004-10-05 2004-11-02
RO Automated trading services 2004-11-02 2004-12-14
RO Dealing in securities 2004-11-02 2006-09-15
5 KING FOOK COMMODITIES COMPANY LIMITED Rep Dealing in futures contracts 2007-02-06 2007-04-20
RO Dealing in futures contracts 2007-04-20 2008-06-12
6 KING FOOK SECURITIES COMPANY LIMITED Rep Dealing in securities 2006-09-29 2006-12-21
RO Dealing in securities 2006-12-21 2008-06-12
7 KOALA SECURITIES LIMITED RO Dealing in securities 2015-09-09 2017-05-31
RO Advising on securities 2016-08-15 2017-05-31
8 LT Finance Management Limited RO Advising on securities 2012-12-10 2015-09-07
RO Advising on futures contracts 2013-08-26 2015-09-07
9 LT Securities Limited RO Dealing in futures contracts 2011-04-01 2015-09-07
RO Dealing in securities 2011-04-01 2015-09-07
10 TOPPER DRAGON SECURITIES LIMITED Rep Dealing in securities 2020-09-14 2020-09-21
RO Dealing in securities 2020-09-21
11 VISION FINANCE (SECURITIES) LIMITED Rep Dealing in securities 2010-07-15 2010-08-19
RO Dealing in securities 2010-08-19 2011-01-26
12 Yellow River Securities Limited RO Dealing in securities 2017-06-01 2020-02-15
13 Zeus Asset Management Limited (HK) Rep Advising on securities 2020-02-20 2020-02-24
Rep Asset management 2020-02-20 2020-09-12
RO Advising on securities 2020-02-24 2020-09-12
14 Zeus Securities Limited (HK) Rep Dealing in securities 2020-02-20 2020-02-24
RO Dealing in securities 2020-02-24 2020-09-12

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