Tsoi, Andes Fai Tin 蔡揮田

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CORPORATE BROKERS LIMITED Rep Advising on corporate finance 2004-02-19
2 CORPORATE COMMODITIES LIMITED Rep Advising on futures contracts 2004-02-18
LT Finance Management Limited RO 2013-08-26 2015-09-07
3 CORPORATE BROKERS LIMITED Rep Advising on securities 2004-02-19
LT Finance Management Limited RO 2012-12-10 2015-09-07
KOALA SECURITIES LIMITED RO 2016-08-15 2017-05-31
Zeus Asset Management Limited (HK) Rep 2020-02-20 2020-02-24
Zeus Asset Management Limited (HK) RO 2020-02-24 2020-09-12
4 CORPORATE BROKERS LIMITED Rep Asset management 2004-02-19
CORPORATE COMMODITIES LIMITED Rep 2004-02-18
Zeus Asset Management Limited (HK) Rep 2020-02-20 2020-09-12
5 CORPORATE BROKERS LIMITED Rep Automated trading services 2004-02-19
HENYEP SECURITIES LIMITED RO 2004-11-02 2004-12-14
6 CORPORATE COMMODITIES LIMITED Rep Dealing in futures contracts 2004-09-30
KING FOOK COMMODITIES COMPANY LIMITED Rep 2007-02-06 2007-04-20
KING FOOK COMMODITIES COMPANY LIMITED RO 2007-04-20 2008-06-12
LT Securities Limited RO 2011-04-01 2015-09-07
7 CORPORATE BROKERS LIMITED Rep Dealing in securities 2004-09-30
HENYEP SECURITIES LIMITED Rep 2004-10-05 2004-11-02
HENYEP SECURITIES LIMITED RO 2004-11-02 2006-09-15
KING FOOK SECURITIES COMPANY LIMITED Rep 2006-09-29 2006-12-21
KING FOOK SECURITIES COMPANY LIMITED RO 2006-12-21 2008-06-12
CLC SECURITIES LIMITED RO 2008-06-16 2010-07-14
VISION FINANCE (SECURITIES) LIMITED Rep 2010-07-15 2010-08-19
VISION FINANCE (SECURITIES) LIMITED RO 2010-08-19 2011-01-26
LT Securities Limited RO 2011-04-01 2015-09-07
KOALA SECURITIES LIMITED RO 2015-09-09 2017-05-31
Yellow River Securities Limited RO 2017-06-01 2020-02-15
Zeus Securities Limited (HK) Rep 2020-02-20 2020-02-24
Zeus Securities Limited (HK) RO 2020-02-24 2020-09-12
TOPPER DRAGON SECURITIES LIMITED Rep 2020-09-14 2020-09-21
TOPPER DRAGON SECURITIES LIMITED RO 2020-09-21

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